0001013594-18-000386.txt : 20180619 0001013594-18-000386.hdr.sgml : 20180619 20180619142041 ACCESSION NUMBER: 0001013594-18-000386 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20180619 DATE AS OF CHANGE: 20180619 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Tonix Pharmaceuticals Holding Corp. CENTRAL INDEX KEY: 0001430306 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 261434750 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86436 FILM NUMBER: 18906868 BUSINESS ADDRESS: STREET 1: 509 MADISON AVE. - SUITE 306 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 1-800-849-7894 MAIL ADDRESS: STREET 1: 509 MADISON AVE. - SUITE 306 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TAMANDARE EXPLORATIONS INC. DATE OF NAME CHANGE: 20080320 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: REGALS CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001542838 IRS NUMBER: 454228900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-256-8402 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Regals Management LP DATE OF NAME CHANGE: 20120221 SC 13G 1 tonix13g-061918.htm JUNE 19, 2018

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(RULE 13D - 102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)
(Amendment No. )*
Tonix Pharmaceuticals Holding Corp.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
890260409
(CUSIP Number)
June 15, 2018
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


1.
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
   
 
Regals Capital Management LP
   
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
 
(a)    [ ]
 
(b)    [ ]
   
3.
SEC USE ONLY
   
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
   
 
Delaware
   
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
   
5.
SOLE VOTING POWER
   
 
0
   
6.
SHARED VOTING POWER
   
 
332,351
   
7.
SOLE DISPOSITIVE POWER
   
 
0
   
8.
SHARED DISPOSITIVE POWER
   
 
332,351
   
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
 
332,351
   
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES    [ ]
   
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
 
3.93%
   
12.
TYPE OF REPORTING PERSON
   
 
PN



1.
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
   
 
Regals Fund LP
   
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
 
(a)    [ ]
 
(b)    [ ]
   
3.
SEC USE ONLY
   
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
   
 
Delaware
   
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
   
5.
SOLE VOTING POWER
   
 
0
   
6.
SHARED VOTING POWER
   
 
332,351
   
7.
SOLE DISPOSITIVE POWER
   
 
0
   
8.
SHARED DISPOSITIVE POWER
   
 
332,351
   
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
 
332,351
   
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES    [ ]
   
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
 
3.93%
   
12.
TYPE OF REPORTING PERSON
   
 
PN





1.
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
   
 
David M. Slager
   
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
 
(a)    []
 
(b)    [ ]
   
3.
SEC USE ONLY
   
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
   
 
Dutch
   
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
   
5.
SOLE VOTING POWER
   
 
98,168
   
6.
SHARED VOTING POWER
   
 
430,519
   
7.
SOLE DISPOSITIVE POWER
   
 
98,168
   
8.
SHARED DISPOSITIVE POWER
   
 
430,519
   
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
 
430,519
   
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES    [ ]
   
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
 
5.09%
   
12.
TYPE OF REPORTING PERSON
   
 
IN



Item 1(a).
Name of Issuer:
Tonix Pharmaceuticals Holding Corp. (the "Issuer")
Item 1(b).
Address of Issuer's Principal Executive Offices:
509 Madison Avenue, 306
New York, NY 10022
 
Item 2(a).
Name of Persons Filing:
This Statement is filed on behalf of each of the following persons (collectively, the "Reporting Persons"):
i)
Regals Capital Management LP ("Regals Management"), which serves as investment manager to Regals Fund LP ("Regals Fund") with respect to the Ordinary Shares (as defined in Item 2(d) below) directly owned by Regals Fund;
ii)
Regals Fund; and
iii)
David M. Slager ("Mr. Slager")
Item 2(b).
Address of Principal Business Office or, if None, Residence:
The address of the principal business office of each of Regals Management, Regals Fund and Mr. Slager is 152 West 57th Street, 9th Floor, New York, New York 10019.
Item 2(c).
Citizenship:
i)
Regals Management is a Delaware limited partnership;
ii)
Regals Fund is a Delaware limited partnership; and
iii)
Mr. Slager is a citizen of the Netherlands.
 
Item 2(d).
Title of Class of Securities:
Common Stock, par value NIS $0.01 per share ("Common Stock")
Item 2(e).
CUSIP Number:
890260409
Item 3.
If This Statement is Filed Pursuant to Rule 13d 1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
This Item 3 is not applicable.

Item 4.
Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer.
(a)
Amount beneficially owned:
As of the date hereof, Regals Fund directly owned 332,351 shares of Common Stock. Regals Management, as the investment manager of Regals Fund, may be deemed to beneficially own the shares of Common Stock owned directly by Regals Fund. Mr. Slager, as the managing member of the general partner of Regals Management, may be deemed to beneficially own the shares of Common Stock beneficially owned by Regals Management, in addition to the 98,168 shares of Common Stock he owns directly.
(b)
Percent of class:
The aggregate percentage of shares of Common Stock reported owned by each person named herein is based upon 8,460,790 shares of Common Stock outstanding as of May 10, 2018, which is the total number of shares of Common Stock outstanding as reported in the Issuer's 10-Q filed with the Securities and Exchange Commission on May 11, 2018. As of the date hereof, each of Regals Fund and Regals Management may be deemed to have beneficially owned approximately 3.93% of the shares of Common Stock outstanding and Mr. Slager may be deemed to beneficially have owned approximately 5.09% of the shares of Common Stock outstanding.
 (c)
Number of shares as to which such person has:
(i)
Sole power to vote or to direct the vote:
See Cover Pages Items 5-9.
 (ii)
Shared power to vote or to direct the vote
See Cover Pages Items 5-9.
 (iii)
Sole power to dispose or to direct the disposition of
See Cover Pages Items 5-9.
 (iv)
Shared power to dispose or to direct the disposition of
See Cover Pages Items 5-9.


Item 5.
Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [  ].
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8.
Identification and Classification of Members of the Group.
See Exhibit A.
Item 9.
Notice of Dissolution of Group.
Not applicable.
Item 10.
Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.



SIGNATURES
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct.
Dated:
June 19, 2018
 
REGALS CAPITAL MANAGEMENT LP
By: Regals Capital Holdings LLC,
           its general partner
 
 
By:  /s/ David M. Slager
        Name:  David M. Slager
        Title:    Managing Member
 
 
REGALS FUND LP
By: Regals Fund GP LLC, its general partner
 
 
 
By:  /s/ David M. Slager
        Name:  David M. Slager
        Title:    Managing Member
 
 
 
DAVID M. SLAGER
 
 
 
By:  /s/ David M. Slager
        Name:  David M. Slager
 
 

 
EX-99.1 2 tonixex991-061918.htm JOINT FILING AGREEMENT
EXHIBIT A
JOINT FILING AGREEMENT
The undersigned hereby agree that the statement on Schedule 13G with respect to the shares of Common Stock, par value NIS $0.01 per share, of Tonix Pharmaceuticals Holding Corp. dated as of June       , 2018 is, and any amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
Date: June 19, 2018
REGALS CAPITAL MANAGEMENT LP
By: Regals Capital Holdings LLC,
           its general partner
 
 
By:  /s/ David M. Slager
        Name:  David M. Slager
        Title:    Managing Member
 
 
REGALS FUND LP
By: Regals Fund GP LLC, its general partner
 
 
 
By:  /s/ David M. Slager
        Name:  David M. Slager
        Title:    Managing Member
 
 
 
DAVID M. SLAGER
 
 
 
By:  /s/ David M. Slager
        Name:  David M. Slager